Privacy Policy

Privacy Policy Spouting Rock Financial Partners LLC considers privacy to be fundamental to our relationship with you. We and our employees are committed to maintaining the confidentiality, integrity and security of our current and former clients’ non-public personal information. Accordingly, we have developed internal policies to protect confidentiality while allowing clients’ needs to be addressed and met.

We respect your right to privacy. We also know, however, that you expect us to provide our services in an efficient and accurate manner. To do so, we must collect and maintain certain non-public information about you. We collect this information for the purpose of providing the services you have asked us to provide and such other services we may, during the course of our representation of you, recommend you consider.

We will not disclose any non-public personal information about you, except to our affiliates and service providers as allowed by applicable law or regulation. In the normal course of serving you, information we collect may be shared with companies that perform various services on your behalf, such as our accountants, attorneys, broker-dealers or other investment managers. Specifically, we may disclose to these service providers non-public personal information including:

  • Information we receive on subscription agreements, new account forms or other forms, such as name address, social security or tax identification number, account number, and the types and amounts of investments;
  • Information about transactions with us, our affiliates or others, such as participation in other investment programs, ownership of certain types of accounts or other account data; and;
  • Information we receive from a consumer reporting agency, such as an individual’s creditworthiness and credit history.

Any party that receives this information will use it only for the services required and as allowed by applicable law or regulation, and is not permitted to share or use this information for any other purpose. To protect the personal information of individuals, we permit access only by authorized employees who need access to that information to provide services to you. In order to guard your non-public personal information, we maintain physical, electronic and procedural safeguards. An individual’s right to privacy extends to all forms of contact with us, including telephone, written correspondence and electronic media, such as the internet.

Spouting Rock Financial Partners LLC reserves the right, in its sole discretion, to modify, alter or otherwise update this Privacy Statement at any time. Your continued use of our websites constitutes your agreement tothis Privacy Statement and any updates.

 

Updated: June 2013