Michael HullingsChief Compliance Officer
Michael joined Spouting Rock in 2016 on our compliance team and soon after assumed the role of Chief Compliance Officer. He is responsible for managing regulatory compliance and operations across all facets of Spouting Rock Asset Management. He serves as a liaison to regulators and third-party financial institutions and develops and maintains the firm’s policies and procedures. In addition to his SRAM responsibilities, he is responsible for the analysis and due diligence for all private equity transactional information for Spouting Rock Capital Advisors, the merchant banking division of Spouting Rock.
Michael graduated from Villanova University with a BBA in Business Administration, Marketing, and Business Law. He received his Juris Doctor from the Widener University School of Law with a focus in Corporate Bankruptcy and holds FINRA Series 63 and Series 82 licenses. Michael enjoys golf, Scrabble, and spending time with his family.